Compliance Associate

JOB PROFILE / REQUIREMENTS:

• Experience with entities regulated by the Bangko Sentral ng Pilipinas (BSP), including banks, lending companies, and/or financial technology companies.
• Experience in regulatory compliance, particularly for BSP-supervised institutions.
• Admission to Philippine Bar preferred but not required.
• Excellent communication skills, high attention to detail, and knowledge of relevant laws, rules, regulations, and issuances.

KEY RESPONSIBILITIES:

• Reviews applicable laws, rules, regulations, and government issuances (“Laws”) relevant to the business of the Company.
• Assists the Compliance Officer and the Legal Department in the preparation of reports or disclosures required by the Securities and Exchange Commission, Bangko Sentral ng Pilipinas, Anti-Money Laundering Council, and other regulatory agencies.
• Assists the Compliance Officer and the Legal Department in the formulation and implementation of an institution-wide Compliance Program.
• Assists the Compliance Officer in the preparation, revisions, and monitoring of internal policies and manuals to ensure compliance with regulatory requirements.
• Conducts training programs for staff and partners on compliance policies and procedures.
• Prepares, drafts, and reviews contracts, forms, letters, and other documents, as may be needed.
• Performs other tasks and/or functions that may be assigned by the Compliance Officer and Head of the Legal Department.