Regulatory compliance specialist - Makati - ref. v1699019
Palawan Pawnshop Makati Full-time
KEY RESPONSIBILITY :
- Monitoring and updating the organization of new laws and guidelines and keeping track of the action plans of the impacted offices to the the requirements and transitory provisions stated therein
- Keep self abreast and cognizant of any and all developments on related internal policies and control procedures for appropriate assessment
- Act a as a resource person to other offices on applicable regulations and perform regulatory self-assessment on new products and services, systems, policies, and processes
- Regular review and development of compliance policies and educational materials to incorporate changes in the applicable laws and regulations
- To act as a subject matter expert (SME) in the implementation of the compliance continuing education and training program
QUALIFICATIONS :
- With a Bachelor's degree in Banking & Finance, Political Science, Economics or Business Administration
- With at least three (3) years of related legal/compliance work experience
- Extensive knowledge and understanding of company policies and business operations is an advantage
- Has attended the necessary BSP and AMLC briefings and seminars
- Holder of a certificate of completion of relevant regulatory compliance courses
- Knowledge of applicable AML/CFT laws, rules and regulations mandated by BSP/AMLC, and other related principles and practices in the industry.
- Excellent command and understanding of English and Tagalog with the ability to communicate and answer questions
- Ability to communicate effectively and comfortably with all levels of management across the organization
- Competency in basic Microsoft Office/Excel
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