Compliance Staff
COL Financial Group, Inc. Pasig
Assist the Compliance Officers in monitoring compliance with regulatory agencies, and ensuring compliance with the reportorial requirements and other requests of regulatory authorities
- Facilitate the application of SEC licenses of Company personnel as well as the renewal
- Review documents submitted in relation to account opening and accept accounts with complete requirements; conduct enhanced due diligence review for accounts tagged as high risk
- Assist the notary public in the notarization and preparation of notarial reports
- Liase with internal and external stakeholders on different compliance concerns
- Bachelor's Degree in any course, preferably pre-law major or related courses
- Excellent oral and written communication skills
- Strong organization skills and good attention to detail
- Can work independently and with minimum supervision
SC JohnsonMakati, 6 km from Pasig
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ABOUT THE ROLE
The Global Trade Compliance team, within Global Supply Chain, manages operational processes and controls to ensure S.C. Johnson’s compliance with the legal responsibilities of international trade.
The Sr. Analyst, Global Trade...
General MotorsTaguig, 6 km from Pasig
functions and groups within the Tax department (Tax Accounting, Tax Compliance, Tax Audits, International Tax, State and Local Tax, Transfer Pricing, Value Added Tax, Customs, and Tax Planning). Designed for self-starters who take initiative, can manage...
Quezon City, 10 km from Pasig
KEY RESPONSIBILITIES
Regulatory Strategy & Oversight:
• Stay updated on local, national, and international regulations affecting the company's products
• Develop and implement compliance strategies to ensure all products meet legal and quality...