Associated person

apartmentPhilstocks Financial, Inc placeMuntinlupa scheduleFull-time calendar_month 

Role Description

We are seeking a qualified and licensed Associated Person to support our brokerage operations. The role involves executing client transactions, ensuring compliance with regulatory requirements, and maintaining strong client relationships in accordance with the standards set by the Securities and Exchange Commission and the Philippine Stock Exchange.

Qualifications
  • Bachelor’s degree in Finance, Business Administration, Economics, or a related fiel
  • Must have passed the SEC-required Associated Person / Salesman Certification Examination
  • Registered or eligible for registration with the SEC as an Associated Person
  • With at least 1–2 years of experience in stock brokerage, financial services, or a related field (preferred)
  • Strong understanding of securities markets, trading procedures, and compliance requirements
  • Excellent communication and client relationship management skills
  • High level of integrity and adherence to ethical standards
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Associated person

apartmentPhilstocks Financial, IncplaceManila, 25 km from Muntinlupa
Role Description We are seeking a qualified and licensed Associated Person to support our brokerage operations. The role involves executing client transactions, ensuring compliance with regulatory requirements, and maintaining strong client...
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apartmentCitcoplaceMuntinlupa
of the industry’s most respected. Our continuous investment in learning and technology solutions means our people are equipped to deliver a seamless client experience. Responsibilities  •  Use 3rd Party Sentry software to complete daily operational deliverables...